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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-12-15 |
| TX | RA | APPROVED | 2022-12-13 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Tucson | AZ | 01/2012 | 04/2021 |
| Wells Fargo Advisors, Llc | Tucson | AZ | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 04/2021 |
| Morgan Stanley | Tucson | AZ | 11/2022 | Present |
| Nova Home Loans | Tucson | AZ | 08/2021 | 07/2022 |
| Unemployed | Tucson | AZ | 04/2021 | 08/2021 |
| Unemployed | Tucson | AZ | 07/2022 | 11/2022 |
*532643 - Door Dash; Investment related - No; San Francisco, California; Food delivery; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 10; Labor/Service *665722 - Grub Hub; Investment related: No; Chicago, Illinois; food delivery; Contractor:Employee (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 15; After business hours: 45; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-20 |
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