Thomas Michael Wheeler

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 05/2019
  Allstate Insurance Company
  Tempe, AZ
• 08/2020 → 12/2021
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 05/2019 → 08/2020
  Jay Lasalle Allstate Agency
  Phoenix, AZ
• 01/2022 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 01/2022 → Present
  Charles Schwab Bank, Ssb
  Phoenix, AZ

Previous Registrations

• 2020-11-30 → 2022-01-25
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

Arizona Youth Soccer Association | NOT INVESTMENT-RELATED | 2320 W Peoria Ave c123, PHOENIX, AZ 85029 | SPORTS/PHYSICAL RECREATION | Referee & Club Soccer Coach/ Rec Soccer Coach | 08/2011 | LESS THAN 20 HPM | NONE DURING TRADING HRS | Over the years I have maintained my soccer coaching licenses and referee licenses. I am not actively doing this but may occasionally jump back into this OBA. I officiate matches and sometimes run trainings/ coach youth teams. There are no financial services or investment related responsibilities.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-23
• S63 Uniform Securities Agent State Law Examination
  2015-12-22

Designations

• Certified Financial Planner

Other Names

• Thomas Michael Wheeler
• Thomas Wheeler