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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-19 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Roseville | CA | 05/2014 | 03/2021 |
| Wells Fargo Advisors, Llc | Auburn | CA | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 02/2021 |
| Edward Jones | Granite Bay | CA | 03/2021 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 08/2021 | 06/2022 |
| Wells Fargo Bank, Na | Sacramento | CA | 08/2021 | 06/2022 |
| Charles Schwab Premier Bank, Ssb | Roseville | CA | 06/2022 | 01/2024 |
| Charles Schwab & Co., Inc. | Roseville | CA | 06/2022 | 01/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roseville | CA | 10/2024 | 12/2024 |
| Unemployed | Roseville | CA | 02/2024 | 09/2024 |
| Wells Fargo Clearing Services | Sacramento | CA | 02/2026 | Present |
| Wells Fargo Bank, Na | Sacramento | CA | 12/2024 | 02/2026 |
I*: 2067282 Name of the other business: Brotherhood of Valor Whether the business is investment-related: No Address of the other business: Roseville CA 95661 Nature of the other business: Community men's group Your position: Director Start date of your relationship: 03/25/2024 Approximate number of hours/month you devote to the other business4 hrs per mth Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: Helps schedule/coordinate meetings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-30 |
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