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Partha Ravindra Shastri

Wells Fargo Clearing Services, LLC

Alexandria, VA

Fairfax, VA

Woodbridge, VA

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-08-21
  • VA RA
    APPROVED
    Since 2020-08-21

Branch Locations

6565 Little River Tpke, Alexandria, VA 22312 • United States

10944 Fairfax Blvd, Fairfax, VA 22030 • United States

16300 Navigation Dr, Woodbridge, VA 22191 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Richmond VA 08/2015 11/2016
Wells Fargo Bank Na Arlington VA 03/2013 Present
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 Present
  • 08/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Richmond, VA
  • 03/2013 → Present
    Wells Fargo Bank Na
    Arlington, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-20
S63 Uniform Securities Agent State Law Examination 2016-02-11
  • S65 Uniform Investment Adviser Law Examination
    2020-08-20
  • S63 Uniform Securities Agent State Law Examination
    2016-02-11
Other Names
  • Partha Shastri

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA
EDWARD JONES · Alexandria, VA
THE EDGAR LOMAX COMPANY · ALEXANDRIA, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALEXANDRIA, VA
LPL FINANCIAL LLC · ALEXANDRIA, VA

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