Best Investors Account Sign in

Aric Dean Vickrey

Raymond James & Associates, Inc.

Santa Fe, NM

Bernalillo, Nm, NM

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-18
NM RA APPROVED 2022-08-04
  • TX RA
    APPROVED_RES
    Since 2024-06-18
  • NM RA
    APPROVED
    Since 2022-08-04

Branch Locations

125 Lincoln Avenue Suite 200, Santa Fe, NM 87501 • United States

Bernalillo, Nm, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Albuquerque NM 07/2007 08/2022
Wells Fargo Advisors, Llc Albuquerque NM 09/2015 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 08/2022
Raymond James & Associates Santa Fe NM 08/2022 Present
  • 07/2007 → 08/2022
    Wells Fargo Bank, Na
    Albuquerque, NM
  • 09/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Albuquerque, NM
  • 11/2016 → 08/2022
    Wells Fargo Clearing Services, Llc
    Albuquerque, NM
  • 08/2022 → Present
    Raymond James & Associates
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-12
S63 Uniform Securities Agent State Law Examination 2015-10-20
  • S65 Uniform Investment Adviser Law Examination
    2015-11-12
  • S63 Uniform Securities Agent State Law Examination
    2015-10-20
Other Names
  • Aric Vickrey

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
UBS FINANCIAL SERVICES INC.
EDDIE HAGGAR CAPITAL MGT, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
EDDIE HAGGAR CAPITAL MGT, INC. · SANTA FE, NM

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor