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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-19 |
Branch Locations
12080 Colorado Blvd., Thornton, CO 80241 • United States
1795 East Bridge Street, Brighton, CO 80601 • United States
10425 W Colfax Avenue, Lakewood, CO 80215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services, Inc. | Thornton | CO | 08/2015 | 07/2023 |
| Bmo Bank Na | Thornton | CO | 03/2011 | Present |
| Lpl Financial Llc | Broomfield | CO | 07/2023 | Present |
1. 04/25/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Advisor - Start Date 02/01/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% 2. 04/25/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Start Date 02/12/2004 - 0 Hours Per Month/ During Securities Trading - Time Spent 1% 3. 04/25/2023 - Rachael Christensen - Investment Related - Thornton, CO - Real Estate Rental - Co-Owner - Start Date 04/15/2012 - 1 Hour Per Month/ 0 Hours During Securities Trading - Time Spent 5% 4. 04/25/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-29 |
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