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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-14 |
Branch Locations
4742 N. 24Th St Suite 400, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amazon | Phoenix | AZ | 12/2016 | 03/2017 |
| Kestra Financial, Inc | Vancouver | WA | 06/2019 | 12/2020 |
| Financial Engines Advisors, Llc | Santa Clara | CA | 12/2020 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 08/2024 | Present |
| Hybrid Retirement Solutions, Llc Dba Oxford Retirement &Estate | Sun City | AZ | 07/2024 | Present |
| Foresters Financial | Phoenix | AZ | 08/2015 | 06/2019 |
| Edelman Financial Engines | Santa Clara | CA | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-09 |
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