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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-23 |
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
6 Automation Lane Suite 108, Albany, NY 12205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pombo Wealth Management | Albany | NY | 08/2015 | Present |
| Cadaret, Grant & Co., Inc. | Albany | NY | 07/2016 | 07/2025 |
| Lpl Financial Llc | Albany | NY | 07/2025 | Present |
1 - 07/2025 - Rachel Minor - Non-Variable Insurance - Inv Related - 1 Hour/Month - 1 Hour During Trading - Albany, NY - OBA Start Date: 12/21/2015. 2 - 07/2025 - Pombo Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-11-20 |
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