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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-08-22
TX RA APPROVED 2016-07-06
GA RA APPROVED 2016-03-14
  • LA RA
    APPROVED
    Since 2016-08-22
  • TX RA
    APPROVED
    Since 2016-07-06
  • GA RA
    APPROVED
    Since 2016-03-14

Branch Locations

11675 Rainwater Dr Ste 250, Alpharetta, GA 30009-8688 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roswell GA 08/2015 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Business Ownership; MGGC 42 Enterprises LLC; Owner; providing strategic advice and consulting and business coaching; 4334 Parkside Pl, , Atlanta, GA, 30342; Not Investment-Related; 06/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The 6-4-3 Foundation; Board Member; P.O. Box 70391, , Marietta, GA, 30007; Not Investment-Related; 05/28/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mackall Cohen LLC; Planning Strategist - Practice Support & Consulting; Financial planning/coaching advisors; 3655 Brookside Pkwy, Suite 240, , Alpharetta, GA, 30022; Investment-Related; 09/20/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Meg Moore LLC; Associate Financial Advisor; Manage advisory business; 1740 Ridge Oak Pl, , Alpharetta, GA, 30022; Investment-Related; 02/01/2020; 60 hours per month; 60 during trading hours. Other Business Activities; MGJDC Enterprises LLC; Sports App development, non financial related; 4334 Parkside Place, , Atlanta, GA, 30342; Not Investment-Related; 11/21/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-20
  • S66 Uniform Combined State Law Examination
    2016-01-20
Designations

View on SEC IAPD

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