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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-06 |
| TX | RA | APPROVED | 2023-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 06/2015 | 07/2017 |
| Bank Of America, N.A. | Washington | DC | 06/2015 | 07/2017 |
| Hsbc Bank Usa, National Association | Washingon | DC | 08/2017 | 09/2018 |
| Hsbc Securities Usa, Inc. | Washington | DC | 08/2017 | 09/2018 |
| Hsbc Bank Usa, National Association | Santa Monica | CA | 09/2018 | 08/2019 |
| Hsbc Securities (Usa) Inc. | Santa Monica | CA | 09/2018 | 08/2019 |
| Jp Morgan Securities, Llc | Santa Monica | CA | 09/2019 | 04/2023 |
| Jp Morgan Chase Bank, N.A. | Santa Monica | CA | 09/2019 | 02/2020 |
| Jp Morgan Chase Bank, N.A. | Santa Monica | CA | 02/2020 | 04/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 04/2023 | Present |
| Bank Of America N.A. | Santa Monica | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-02 |
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