Craig Vassell

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 07/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 06/2015 → 07/2017
  Bank Of America, N.A.
  Washington, DC
• 08/2017 → 09/2018
  Hsbc Bank Usa, National Association
  Washingon, DC
• 08/2017 → 09/2018
  Hsbc Securities Usa, Inc.
  Washington, DC
• 09/2018 → 08/2019
  Hsbc Bank Usa, National Association
  Santa Monica, CA
• 09/2018 → 08/2019
  Hsbc Securities (Usa) Inc.
  Santa Monica, CA
• 09/2019 → 04/2023
  Jp Morgan Securities, Llc
  Santa Monica, CA
• 09/2019 → 02/2020
  Jp Morgan Chase Bank, N.A.
  Santa Monica, CA
• 02/2020 → 04/2023
  Jp Morgan Chase Bank, N.A.
  Santa Monica, CA
• 04/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Monica, CA
• 04/2023 → Present
  Bank Of America N.A.
  Santa Monica, CA

Previous Registrations

• 2019-09-20 → 2023-04-04
  J.P. Morgan Securities Llc
  Santa Monica, CA
  Santa Monica, CA
  Santa Monica, CA
  Santa Monica, CA
  Culver City, CA
• 2017-08-25 → 2019-08-29
  Hsbc Securities (Usa) Inc.
  Washington, DC
  Santa Monica, CA
• 2015-11-04 → 2017-08-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC

Exams

• S66 Uniform Combined State Law Examination
  2015-10-02

Other Names

• Craig B Vassell
• Craig Brandon Vassell
• Craig Vassell