Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-30 |
| AZ | RA | APPROVED | 2018-04-05 |
Branch Locations
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2016 | 04/2018 |
| Rbc Capital Markets, Llc. | Tucson | AZ | 04/2018 | Present |
| City National Bank | Tucson | AZ | 09/2018 | Present |
(1) TRUSTEE FOR FATHERS TRUST SINCE10/15 (2) CASA DE LOS NINOS; ADDRESS: NOT PROVIDED; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT ORGANIZATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 04/01/2019; DUTIES: VOLUNTEER BOARD OF DIRECTORS MEMBER. TO SPREAD AWARENESS TO THE ORGANIZATION AND DEVELOPMENT OF THE SAME; HOURS DEVOTED PER MONTH: LESS THAN 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00; (3) NAME OF ENTITY: 3795 N Oracle Rd Tucson AZ 85705 ADDRESS: 3795 N Oracle Rd Tucson AZ 85705 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: This is a small commercial property meant to be leased as office space, not retail. CAPACITY: Owner - Passive START DATE: 9/6/2021 DUTIES: I will be a 50% owner of a rental property. Eventually the property will be rented and we will collect rents, as well as pay expenses. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Ballet Tucson Board of Directors ADDRESS: 200 S Tucson Blvd, Tucson, AZ 85716 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Local arts organization, non-profit START DATE: 07.01.23 CAPACITY: Board of Directors * DUTIES: Advocacy for the ballet as well as strategic vision for the board and organization HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-09 |
Reach out to this advisor