Inactive

Nicholas David Sponseller

Tfo Wealth Partners

CRD 6548960

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Employer firm

Tfo Wealth Partners CRD 124407

$5.66B regulatory AUM 47 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
FAMILY OFFICE SERVICES & FINANCIAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Tfo Wealth Partners

1440 Arrowhead Drive, Maumee, OH 43537 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-08-15
OH	RA	APPROVED	2018-02-16

TX RA
APPROVED

Since 2019-08-15
OH RA
APPROVED

Since 2018-02-16

Branch Locations

1440 Arrowhead Drive, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tfo Wealth Partners	Maumee	OH	12/2016	Present
Northwestern Mutual	Ann Arbor	MI	06/2016	12/2016

12/2016 → Present

Tfo Wealth Partners

Maumee, OH
06/2016 → 12/2016

Northwestern Mutual

Ann Arbor, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-16

S65 Uniform Investment Adviser Law Examination

2018-02-16

Other Names

Nicholas D Sponseller

View on SEC IAPD

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