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Nicholas David Sponseller

Tfo Wealth Partners

Maumee, OH

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Current Employers
Tfo Wealth Partners

1440 Arrowhead Drive, Maumee, OH 43537 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-15
OH RA APPROVED 2018-02-16
  • TX RA
    APPROVED
    Since 2019-08-15
  • OH RA
    APPROVED
    Since 2018-02-16

Branch Locations

1440 Arrowhead Drive, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfo Wealth Partners Maumee OH 12/2016 Present
Northwestern Mutual Ann Arbor MI 06/2016 12/2016
  • 12/2016 → Present
    Maumee, OH
  • 06/2016 → 12/2016
    Northwestern Mutual
    Ann Arbor, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-16
  • S65 Uniform Investment Adviser Law Examination
    2018-02-16
Other Names
  • Nicholas D Sponseller

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