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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-02-08
TX RA APPROVED_RES 2015-10-21
FL RA APPROVED 2015-09-03
  • GA RA
    APPROVED
    Since 2018-02-08
  • TX RA
    APPROVED_RES
    Since 2015-10-21
  • FL RA
    APPROVED
    Since 2015-09-03

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

125 Townpark Dr Suite 300, Kennesaw, GA 30144 • United States

319 E Church Street, Cartersville, GA 30120 • United States

8875 Hidden River Parkway Suite 300, Tampa, FL 33637 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundations Investment Advisors, Llc Scottsdale AZ 08/2015 Present
Malia Financial Group Kennesaw GA 09/2015 Present
Other Businesses

MALIA FINANCIAL GROUP;IT IS INVESTMENT RELATED; 125 TOWNPARK DRIVE, STE 300, KENNESAW, GA 30144; INDEPENDENT INSURANCE AGENCY; INDEPENDENT INSURANCE AGENT; STARTED 09/2015; 64 HOURS PER MONTH DURING SECURITIES TRADING HOURS; INDEPENDENT INSURANCE AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-17
  • S65 Uniform Investment Adviser Law Examination
    2015-08-17

View on SEC IAPD

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