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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
750 Old Hickory Blvd St 2-210, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 10/2004 | 08/2023 |
| Securian Financial Services | St. Paul | MN | 10/2004 | 08/2023 |
| Shoemaker Financial Advisors | Nashville | TN | 10/2004 | Present |
| Cetera Wealth Services, Llc | Brentwood | TN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/27/2019 ADDRESS: 2176 West St Ste 100, Germantown TN 38138, United States DESCRIPTION: fixed insurance sales; 2. NAME OF OTHER BUSINESS: THE PATTON HOUSE; INVESTMENT RELATED: NO; ADDRESS: 1718 GENERAL GEORGE PATTON DR, BRENTWOOD, TN 37027; NATURE OF BUSINESS: SOCIAL CLUB; START DATE: 7/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MINORITY OWNER IN A SOCIAL CLUB;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-17 |
| S66 | Uniform Combined State Law Examination | 2004-12-01 |
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