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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-04-10
  • AZ RA
    APPROVED
    Since 2025-04-10

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

16150 N Arrowhead Fountains Center Dr Suite 200, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Phoenix AZ 08/2015 07/2023
Financial Engines Advisors L.L.C. Santa Clara CA 07/2023 10/2024
Foundations Investment Advisors Phoenix AZ 12/2024 Present
  • 08/2015 → 07/2023
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 07/2023 → 10/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 12/2024 → Present
    Foundations Investment Advisors
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-07
  • S65 Uniform Investment Adviser Law Examination
    2015-12-07

View on SEC IAPD

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