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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-24 |
| FL | RA | APPROVED | 2025-03-06 |
| CA | RA | APPROVED | 2025-03-05 |
| NM | RA | APPROVED | 2025-03-05 |
| NV | RA | APPROVED | 2022-06-29 |
| WY | RA | APPROVED | 2021-07-16 |
| CO | RA | APPROVED | 2021-07-12 |
| ID | RA | APPROVED | 2021-07-12 |
| UT | RA | APPROVED | 2021-07-12 |
| TX | RA | APPROVED | 2016-02-19 |
Branch Locations
5613 Dtc Parkway Suite 600, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 10/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2015 | Present |
1. Global Initiative For Talented Students; 2601 La Frontera Blvd, Ste 1114, Round Rock, TX 78681; Board Member; Start 8/31/2017; Approximately 4 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-09 |
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