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Delrol Peters

Wells Fargo Clearing Services, LLC

Aventura, FL

Miami, FL

Winter Garden, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-23
TX RA APPROVED 2024-07-22
  • FL RA
    APPROVED
    Since 2024-07-23
  • TX RA
    APPROVED
    Since 2024-07-22

Branch Locations

19950 W Country Club Dr 9Th Fl, Aventura, FL 33180 • United States

333 Se 2Nd Ave 23Rd Fl [D1-Rbo], Miami, FL 33131 • United States

3301 Daniels Rd, Winter Garden, FL 34787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingsborough Community College Brooklyn NY 01/2012 08/2019
Cuny Research Foundation Brooklyn NY 09/2014 08/2019
Thrivent Investment Management Inc Brooklyn NY 05/2019 07/2024
Thrivent Financial Appleton WI 06/2019 10/2019
Thrivent Financial Appleton WI 10/2019 07/2024
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 07/2024 Present
  • 01/2012 → 08/2019
    Kingsborough Community College
    Brooklyn, NY
  • 09/2014 → 08/2019
    Cuny Research Foundation
    Brooklyn, NY
  • 05/2019 → 07/2024
    Thrivent Investment Management Inc
    Brooklyn, NY
  • 06/2019 → 10/2019
    Thrivent Financial
    Appleton, WI
  • 10/2019 → 07/2024
    Thrivent Financial
    Appleton, WI
  • 07/2024 → Present
    Wells Fargo Clearing Services, Llc
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-31
  • S66 Uniform Combined State Law Examination
    2019-07-31
Other Names
  • Delrol Peters
  • Delrol Dane Peters

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Aventura, FL
UNISON ASSET MANAGEMENT LLC · AVENTURA, FL
EPIPHANLY ADVISORY, LLC · AVENTURA, FL
CORAL WEALTH MANAGEMENT, LLC · MIAMI, FL
PINNACLE INVESTMENTS, LLC · MIAMI, FL
LPL FINANCIAL LLC · AVENTURA, FL
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