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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-02-03
  • NH RA
    APPROVED
    Since 2025-02-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Nashua, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 03/2015 04/2017
Gwfs Equities, Inc. Andover MA 04/2017 Present
Fidelity Investments Merrimack NH 03/2015 04/2017
  • 03/2015 → 04/2017
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 04/2017 → Present
    Gwfs Equities, Inc.
    Andover, MA
  • 03/2015 → 04/2017
    Fidelity Investments
    Merrimack, NH
Previous Registrations
Other Businesses

TJ's Deli and Catering; Non investment-related; 2 Pittsburg Ave Nashua NH 03062; Pizza place / deli; Manager; Family owned business Start date: 06/2008; 20 hours per month; Prepare and make food, take customer orders, send out orders and deliveries, order food from vendors, deliver, etc. [Update as of 10/14/25: Role has changed from Manager to Owner. Oversee day-to-day operations, ensure consistency and quality in food preparation, manage staff, maintain cleanliness and compliance with health/safety standards and customer service. 40 hours per month; 0 during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-09
S63 Uniform Securities Agent State Law Examination 2015-11-09
  • S66 Uniform Combined State Law Examination
    2015-12-09
  • S63 Uniform Securities Agent State Law Examination
    2015-11-09
Other Names
  • Nicole Marie Guarino
  • Nicole Marie Guarino

View on SEC IAPD

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