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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-07 |
| TX | RA | APPROVED | 2022-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Phoenix | AZ | 08/2015 | Present |
| Charles Schwab Bank Ssb | Phoenix | AZ | 03/2020 | Present |
1) OG Knits | Investment Related:No|Clothing/Textile Manufacturing|Owner|9/3/2023|Less than 20|0|I will mostly be using a machine to create a knitted tube for knitting socks. I will most likely be receiving yarn, creating the tubes and sending them back to customers. I may also create garments to sell through a platform like Etsy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-29 |
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