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Stephen Anthony Sassi

Edelman Financial Engines

Staten Island, NY

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-13
NY RA APPROVED 2021-04-28
  • TX RA
    APPROVED_RES
    Since 2022-06-13
  • NY RA
    APPROVED
    Since 2021-04-28

Branch Locations

900 South Avenue Suite 203, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Bridgewater NJ 04/2013 10/2016
Charles Schwab Bank Bridgewater NJ 04/2013 10/2016
Ef Legacy Securities, Llc Henrico VA 10/2016 10/2018
Edelman Financial Services, Llc Fairfax VA 10/2016 11/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 10/2018 02/2025
Edelman Financial Engines Santa Clara CA 02/2025 Present
  • 04/2013 → 10/2016
    Charles Schwab & Co., Inc.
    Bridgewater, NJ
  • 04/2013 → 10/2016
    Charles Schwab Bank
    Bridgewater, NJ
  • 10/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 10/2016 → 11/2018
    Edelman Financial Services, Llc
    Fairfax, VA
  • 10/2018 → 02/2025
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 02/2025 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-12
  • S66 Uniform Combined State Law Examination
    2005-01-12
Other Names
  • Stephen Anthony Sassi
  • Stephen Sassi

View on SEC IAPD

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