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Marisa B Dollard

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tupelo, MS

Nashville, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2026-08-31
TN RA APPROVED 2026-08-14
  • MS RA
    APPROVED
    Since 2026-08-31
  • TN RA
    APPROVED
    Since 2026-08-14

Branch Locations

144 S Thomas St, Tupelo, MS 38801 • United States

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Boca Raton FL 05/2015 08/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 07/2026 Present
Robert W. Baird & Co., Inc. Milwaukee WI 09/2020 07/2026
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-22
S63 Uniform Securities Agent State Law Examination 2004-12-08
  • S65 Uniform Investment Adviser Law Examination
    2009-05-22
  • S63 Uniform Securities Agent State Law Examination
    2004-12-08
Other Names
  • Marisa Breton
  • Marisa Renee Breton
  • Marisa Renee Dollard
  • Marisa Breton Dollard

View on SEC IAPD

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