Marisa B Dollard

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 08/2020
  Raymond James & Associates
  Boca Raton, FL
• 07/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Nashville, TN
• 09/2020 → 07/2026
  Robert W. Baird & Co., Inc.
  Milwaukee, WI

Previous Registrations

• 2020-09-21 → 2026-07-23
  Robert W. Baird & Co. Incorporated
  Nashville, TN
  Milwaukee, WI
  Hendersonville, TN
• 2015-06-15 → 2020-09-21
  Raymond James & Associates, Inc.
  Boca Raton, FL
  Coral Gables, FL
• 2012-10-24 → 2015-06-08
  Morgan Stanley
  Boca Raton, FL
  Boca Raton, FL
• 2010-05-18 → 2012-05-15
  J.P. Morgan Securities Llc
  Palm Beach, FL
  Palm Beach, FL
• 2009-08-06 → 2010-04-26
  Strategic Advisers Llc
  Wellington, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-22
• S63 Uniform Securities Agent State Law Examination
  2004-12-08

Other Names

• Marisa Breton
• Marisa Renee Breton
• Marisa Renee Dollard
• Marisa Breton Dollard