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Aaron Parker Noles

LPl Enterprise, LLC

Daytona Beach, FL

Jacksonville, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-09
FL RA APPROVED 2024-11-18
  • TX RA
    APPROVED_RES
    Since 2025-01-09
  • FL RA
    APPROVED
    Since 2024-11-18

Branch Locations

128 Orange Avenue Suite 211, Daytona Beach, FL 32114 • United States

3840 Belfort Road Suite 101, Jacksonville, FL 32216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Jacksonville FL 08/2015 11/2024
Mantay & Company Jacksonville FL 08/2015 01/2017
Prudential Insurance Company Of America Jacksonville FL 01/2017 Present
Lpl Enterprise, Llc Daytona Beach FL 11/2024 Present
  • 08/2015 → 11/2024
    Pruco Securities, Llc.
    Jacksonville, FL
  • 08/2015 → 01/2017
    Mantay & Company
    Jacksonville, FL
  • 01/2017 → Present
    Prudential Insurance Company Of America
    Jacksonville, FL
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Daytona Beach, FL
Previous Registrations
  • 2016-05-03 → 2024-11-12
    Pruco Securities, Llc.
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    South Daytona, FL
    Jacksonville, FL
    South Daytona, FL
    Daytona Beach, FL
    Daytona Beach, FL
Other Businesses

1) 11/19/2024 - Mantay & Company Insurance and Financial Services - Financial Planner - DBA for LPL Business (entity for LPL business) - Inv Related - At Jacksonville, FL - Start Date 05/15/2019 - 4hrs/mth - 4hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-10
  • S66 Uniform Combined State Law Examination
    2016-03-10

View on SEC IAPD

Other Firms

CHARTER ADVISORY SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PRIME CAPITAL FINANCIAL
WELLS FARGO CLEARING SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
TRUIST ADVISORY SERVICES, INC.
EDWARD JONES
BENJAMIN F. EDWARDS & COMPANY, INC.

Other Investors

MARK EDWARD NICHOLS
SHANNON LEE BARNWELL
JULIAN C LOPEZ
SUSAN O FINLEY
GAGE KASBEER
JESSE KYLE TURNIPSEED
Lucas D Haber
ANN W SNELLINGS

Other Offices

CHARTER ADVISORY SERVICES, LLC · DAYTONA BEACH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DAYTONA BEACH, FL
PRIME CAPITAL FINANCIAL · Daytona Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · DAYTONA BEACH, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · DAYTONA BEACH, FL
TRUIST ADVISORY SERVICES, INC. · DAYTONA BEACH, FL
EDWARD JONES · DAYTONA BEACH, FL
BENJAMIN F. EDWARDS & COMPANY, INC. · Daytona Beach, FL

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