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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-09 |
| PA | RA | APPROVED | 2012-12-04 |
Branch Locations
Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Conshohocken | PA | 11/2012 | Present |
1. Financial managers Society- Phila Chapter; For 65 years the FMS Philadelphia Chapter has been serving its members from local area community banks and their affiliates; Member; Non officer- none; affiliation started 12/16/2015; 2 hours per month; not during securities trading hours; not investment related. 2. Blue Gold Partners LLC; 520 NW 39th Circle Boca Raton FL 33431; Real Estate; Partner; Family LLC with Real Estate Investments; 1.00 Hour(s) Per Week; not during securities trading hours; Investment-Related. 3. Real Estate; PO Box 304 Wallingford, Philadelphia, PA 19086; Apartment Rentals; Co-Owner; Overseeing Property-Collecting rent, paying bills; 01/02/2020; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 4. Ukrainian Heritage School; 700 N. Cedar Rd Jenkintown PA 19046; Non profit - Saturday School; Board Member; Attend 1 meeting per month; 09/06/2024; 1 hr/month; not during securities trading hours; Not Investment-Related 5. Ok Capital LLC; 23 E Brookhaven Rd Brookhaven PA 19015; Real Estate Holdings; CEO; Real Estate Investments; 8/5/2024; 4 hours per month; not during securities trading hours; Inv Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-28 |
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