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Brian Wesley Smith

Edward Jones

Coloma, MI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-11
MI RA APPROVED 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2019-01-11
  • MI RA
    APPROVED
    Since 2015-12-15

Branch Locations

154 Badt Dr, Coloma, MI 49038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 Present
Other Businesses

"The TLE Group LLC Type of business: LLC Coloma, MI Start date: 3/15/2018 LLC Partner Hours per week: 0 Hours during trading: 0 Family LLC created by grandparents with intention to build wealth and perform any lawful business. 3 voting members, needs majority vote for investment decisions. I do not make decisions on my own. FA on the account

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-17
  • S66 Uniform Combined State Law Examination
    2015-10-17
Designations
Other Names
  • Brian Wesley Smith

View on SEC IAPD

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