Michael Thomas Parrott

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 06/2018
  Fidelity
  Albuquerque, NM
• 07/2018 → 07/2019
  Thornburg Securities Corp
  Santa Fe, NM
• 07/2019 → 04/2021
  Fidelity Brokerage Services Llc
  Albuquerque, NM
• 04/2021 → Present
  Waterway Wealth Management
  Albuquerque, NM
• 03/2024 → Present
  Triad Hybrid Solutions
  Atlanta, GA

Previous Registrations

• 2021-06-08 → 2024-04-15
  Waterway Wealth Management, L.L.C.
  Albuquerque, NM
  The Woodlands, TX
• 2019-08-28 → 2021-04-06
  Fidelity Personal And Workplace Advisors
  Albuquerque, NM
• 2018-07-23 → 2019-07-12
  Thornburg Investment Management Inc
  Santa Fe, NM
• 2017-01-05 → 2018-07-12
  Strategic Advisers Llc
  Albuquerque, NM

Other Businesses

1)Folds of Honor-New Mexico Chapter;not investment related;PO Box 121,Placitas,NM 87043;non-profit 501c-3;director;12/1/2021;2-3 hrs/month;1-2 hrs during trading;assist with fundraising,distributing and promoting for Folds of Honor,non profit that raises money for educational scholarships 2)Peak Wealth Management;investment related;8300 Carmel Ave NE,Ste 103,Albuquerque,NM 87122;LLC;financial advisor;3/2024;160 hrs/month;130 hrs during trading;client advisory services 3)Michael Parrott;not investment related;411 Big Sky Ave,Los Lunas,NM 87031;owner/operator;1/1/2021;7 hrs/month;1 hr during trading;own and manage the rental properties 4)Waterway Wealth Management;investment related;8300 Carmel Ave NE,Ste 103,Albuquerque,NM 87122;LLC;financial planner;4/19/2021;160 hrs/month;130 hrs during trading;client advisory services and financial planner 5) Peak Wealth Management; Investment related: no; 7300 Carmel Ave. NE, Ste. 103, Albuquerque, NM 87122; Nature or Structure of Business: LLC; Position: Consultant/Partner; Start date: 04/29/2024; hours per month: 20; securities trading hours 15; Duties: helping business owners prepare for a sale and the exit from their company

Exams

• S66 Uniform Combined State Law Examination
  2015-11-03

Designations

• Certified Financial Planner