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Michael Thomas Parrott

Osaic Advisory Services, LLC

Albuquerque, NM

Atlanta, GA

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-03-08
TX RA APPROVED_RES 2024-03-07
  • NM RA
    APPROVED
    Since 2024-03-08
  • TX RA
    APPROVED_RES
    Since 2024-03-07

Branch Locations

8300 Carmel Ave Ne Suite 103, Albuquerque, NM 87122 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Albuquerque NM 05/2015 06/2018
Thornburg Securities Corp Santa Fe NM 07/2018 07/2019
Fidelity Brokerage Services Llc Albuquerque NM 07/2019 04/2021
Waterway Wealth Management Albuquerque NM 04/2021 Present
Triad Hybrid Solutions Atlanta GA 03/2024 Present
  • 05/2015 → 06/2018
    Fidelity
    Albuquerque, NM
  • 07/2018 → 07/2019
    Thornburg Securities Corp
    Santa Fe, NM
  • 07/2019 → 04/2021
    Fidelity Brokerage Services Llc
    Albuquerque, NM
  • 04/2021 → Present
    Waterway Wealth Management
    Albuquerque, NM
  • 03/2024 → Present
    Triad Hybrid Solutions
    Atlanta, GA
Previous Registrations
Other Businesses

1)Folds of Honor-New Mexico Chapter;not investment related;PO Box 121,Placitas,NM 87043;non-profit 501c-3;director;12/1/2021;2-3 hrs/month;1-2 hrs during trading;assist with fundraising,distributing and promoting for Folds of Honor,non profit that raises money for educational scholarships 2)Peak Wealth Management;investment related;8300 Carmel Ave NE,Ste 103,Albuquerque,NM 87122;LLC;financial advisor;3/2024;160 hrs/month;130 hrs during trading;client advisory services 3)Michael Parrott;not investment related;411 Big Sky Ave,Los Lunas,NM 87031;owner/operator;1/1/2021;7 hrs/month;1 hr during trading;own and manage the rental properties 4)Waterway Wealth Management;investment related;8300 Carmel Ave NE,Ste 103,Albuquerque,NM 87122;LLC;financial planner;4/19/2021;160 hrs/month;130 hrs during trading;client advisory services and financial planner 5) Peak Wealth Management; Investment related: no; 7300 Carmel Ave. NE, Ste. 103, Albuquerque, NM 87122; Nature or Structure of Business: LLC; Position: Consultant/Partner; Start date: 04/29/2024; hours per month: 20; securities trading hours 15; Duties: helping business owners prepare for a sale and the exit from their company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-03
  • S66 Uniform Combined State Law Examination
    2015-11-03
Designations

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