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Blaze Pascal Heuga

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 6546011

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-04-03
  • CO RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Greenwood Village CO 08/2015 09/2017
Personal Capital Denver CO 10/2018 03/2019
Unemployed Denver CO 09/2017 10/2018
Personal Capital Denver CO 03/2019 07/2020
Personal Capital Denver CO 07/2020 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 08/2015 → 09/2017
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 10/2018 → 03/2019
    Personal Capital
    Denver, CO
  • 09/2017 → 10/2018
    Unemployed
    Denver, CO
  • 03/2019 → 07/2020
    Personal Capital
    Denver, CO
  • 07/2020 → 04/2023
    Personal Capital
    Denver, CO
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2020-03-16 → 2023-04-03
    Personal Capital Advisors Corporation
    Denver, CO
    Denver, CO
Other Businesses

1) I'm a partner in a home development LLC called T&H Homes that was created 11/2018. We are building a spec home to sell. I don't devote any hours to this business during security trading hours and I commit probably 20 hours a month to the outside business. My role is to help fund and develop the house to be built. 2) Can Do MS / Board Member. Nonprofit organization supporting people with Multiple Sclerosis. 3) Jacquemot Investments / Owner. Oil and Gas. No role in day to day operations. 0 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-13
S63 Uniform Securities Agent State Law Examination 2015-10-15
  • S65 Uniform Investment Adviser Law Examination
    2020-03-13
  • S63 Uniform Securities Agent State Law Examination
    2015-10-15

View on SEC IAPD

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