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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-08-13
  • CT RA
    APPROVED
    Since 2020-08-13

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

57 Danbury Road Suite 204, Wilton, CT 06897 • United States

Waterford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barnum Wealth Management Stamford CT 05/2015 12/2019
Mml Investors Services, Llc Stamford CT 03/2017 12/2019
Mass Mutual Life Insurance Co Stamford CT 03/2017 12/2019
Lpl Financial, Llc Darien CT 12/2019 08/2020
Stratos Wealth Partners, Ltd Darien CT 12/2019 08/2020
Interlock Financial Westport CT 08/2020 Present
Kestra Investment Services, Llc Westport CT 08/2020 Present
Kestra Advisory Services, Llc Westport CT 08/2020 Present
  • 05/2015 → 12/2019
    Barnum Wealth Management
    Stamford, CT
  • 03/2017 → 12/2019
    Mml Investors Services, Llc
    Stamford, CT
  • 03/2017 → 12/2019
    Mass Mutual Life Insurance Co
    Stamford, CT
  • 12/2019 → 08/2020
    Lpl Financial, Llc
    Darien, CT
  • 12/2019 → 08/2020
    Darien, CT
  • 08/2020 → Present
    Interlock Financial
    Westport, CT
  • 08/2020 → Present
    Kestra Investment Services, Llc
    Westport, CT
  • 08/2020 → Present
    Westport, CT
Previous Registrations
Other Businesses

Business Name: Referrals Only CT Investment Related: No Address: 23 Occhialini Ct Newington CT 06111 Nature of Business: Real Estate Position, Title or Relationship: Hold real estate license- I am not actively selling Start Date: 11/8/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Hold real estate license- I am not actively sellingBusiness Name: Interlock Financial Investment Related: Yes Address: 10 Saugatuck Ave Westport CT 06880 Nature of Business: Registered Field Assistant Position, Title or Relationship: client service Start Date: 8/17/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: client service Business Name: DOORDASH POSITION: delivery driver NATURE: Food Delivery INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2024 ADDRESS: 303 2nd Street, San Francisco CA 94107, United States DESCRIPTION: delivery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-21
  • S66 Uniform Combined State Law Examination
    2019-10-21
Other Names
  • Brittany Jamon

View on SEC IAPD

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