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James Arlen Davis

Aspen Wealth Management, LLC

Fort Worth, TX

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Current Employers
Aspen Wealth Management, Llc

4200 S. Hulen St. Suite 422, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-01
  • TX RA
    APPROVED
    Since 2021-07-01

Branch Locations

4200 S. Hulen St. Suite 422, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 08/2015 06/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2019
Tolleson Wealth Management Dallas TX 07/2019 04/2020
Mills Wealth Advisors, Llc South Lake TX 04/2020 Present
Strategic Advisers Llc Westlake TX 03/2018 07/2018
Aspen Wealth Management Fort Worth TX 07/2021 Present
  • 08/2015 → 06/2019
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2018 → 06/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2019 → 04/2020
    Tolleson Wealth Management
    Dallas, TX
  • 04/2020 → Present
    Mills Wealth Advisors, Llc
    South Lake, TX
  • 03/2018 → 07/2018
    Strategic Advisers Llc
    Westlake, TX
  • 07/2021 → Present
    Aspen Wealth Management
    Fort Worth, TX
Previous Registrations
Other Businesses

2% OWNERSHIP STAKE IN ASPEN WEALTH MANAGEMENT, LLC. MANAGING MEMBER. LESS THAN 10 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-09
S63 Uniform Securities Agent State Law Examination 2015-09-28
  • S66 Uniform Combined State Law Examination
    2018-03-09
  • S63 Uniform Securities Agent State Law Examination
    2015-09-28
Designations
Other Names
  • Jim Arlen Davis

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
M2G VENTURES LLC
ACHELION CAPITAL MANAGEMENT, LLC
J.P. MORGAN SECURITIES LLC
GOOD LIFE PRIVATE WEALTH, LLC
SELADOR CAPITAL MANAGEMENT, LP
INDEPENDENCE SQUARE HOLDINGS, LLC
EAGLE STRATEGIES LLC

Other Investors

MICHAEL PETER BRUNN
Joseph D'Agostino
RYAN HOLLOWAY COX
LEONARD DEWAYNE HALL
Justin Owen Hall
DANIEL B GEEHAN
Ambyr Dnae Capps
Allen Harris

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

More in Fort Worth, TX

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