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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-25
  • IL RA
    APPROVED
    Since 2020-03-25

Branch Locations

3546 Ridge Rd, Lansing, IL 60438 • United States

Monee, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Lansing IL 05/2016 Present
Thrivent Financial Appleton WI 08/2016 Present
Other Businesses

FAMILY OF FAITH CHURCH POSITION: Director of Music NATURE: This is a church. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2005 ADDRESS: 6645 W. Steger Rd., Monee IL 60449 DESCRIPTION: Lead and plan music for worship service. VILLAGE OF MONEE POSITION: Trustee NATURE: Government of the Village of Monee INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2011 ADDRESS: 5130 W. Court St., Monee IL 60449, United States DESCRIPTION: I am a trustee forthe village, which means I am involved in crafting and enacting ordinances. PROVISION THEATRE POSITION: Member, Board of Directors NATURE: Professional theatre company, specializing in faith based productions INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 9421 Beall St, Dyer IN 46311, United States DESCRIPTION: Attend board meetings, provide business guidance, provide assistance where needed and requested. MUSICIAN/BANDLEADER POSITION: Bandleader NATURE: Musician and Bandleader of the Rhythm Makers Orchestra. Playing for concerts and dances INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2021 ADDRESS: 5326 W. Court St, Monee IL 60449, United States DESCRIPTION: Book concerts and dances for the band RENTAL PROPERTY POSITION: Owner NATURE: Owner of one rental house. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2008 ADDRESS: 5326 W. Court St., Box 133, Monee IL 60449, United States DESCRIPTION: Cut grass, clean gutters, contract for routine maintenance, collect rent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-13
S63 Uniform Securities Agent State Law Examination 2016-08-12
  • S65 Uniform Investment Adviser Law Examination
    2020-03-13
  • S63 Uniform Securities Agent State Law Examination
    2016-08-12
Other Names
  • Doug Horne

View on SEC IAPD

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