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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-08-29 |
Branch Locations
77 Highland Avenue, East Providence, RI 02914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities Inc., | Warwick | RI | 08/2015 | 02/2017 |
| Citizens Securities Inc | North Providence | RI | 02/2017 | 12/2017 |
| Citizens Securities Inc. | North Providence | RI | 12/2017 | 08/2018 |
| Citizens Bank | North Providence | RI | 12/2017 | 08/2018 |
| Bankri Investment Services;Bank Rhode Island Investment Services | Providence | RI | 08/2018 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | Present |
Fixed insurance sales; as of 08/27/18; Approximately 3% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-29 |
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