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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Seattle | WA | 02/2013 | 05/2020 |
| Jpmorgan Securities Llc | Seattle | WA | 07/2018 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-01 |
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