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112 Albany Street, Cazenovia, NY 13035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-04-17 |
| FL | RA | APPROVED | 2025-01-01 |
| MA | RA | APPROVED | 2022-07-07 |
| NC | RA | APPROVED | 2021-09-21 |
| VA | RA | APPROVED | 2021-07-12 |
| NY | RA | APPROVED | 2021-02-25 |
| NJ | RA | APPROVED | 2021-01-13 |
| PA | RA | APPROVED | 2021-01-08 |
Branch Locations
112 Albany Street, Cazenovia, NY 13035 • United States
Liberty Square 100 East Seneca Street Suite 200, Manlius, NY 13104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 08/2015 | 09/2016 |
| Putnam Retail Management | Andover | MA | 09/2016 | 06/2017 |
| Riverfront Investment Group | Richmond | VA | 07/2017 | 08/2019 |
| Alps Distributors, Inc. | Denver | CO | 07/2017 | 12/2020 |
| Riverfront Investment Group | Richmond | VA | 08/2019 | 04/2020 |
| Riverfront Investment Group | Richmond | VA | 04/2020 | 12/2020 |
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 01/2020 | Present |
1/2026- Insurance Licensed - fixed non VA business ; no ownership; 1 hr/week on activity, all during market hours; non investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-09 |
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