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Current Employers
Leigh Baldwin & Co., Llc

112 Albany Street, Cazenovia, NY 13035 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-04-17
FL RA APPROVED 2025-01-01
MA RA APPROVED 2022-07-07
NC RA APPROVED 2021-09-21
VA RA APPROVED 2021-07-12
NY RA APPROVED 2021-02-25
NJ RA APPROVED 2021-01-13
PA RA APPROVED 2021-01-08
  • GA RA
    APPROVED
    Since 2025-04-17
  • FL RA
    APPROVED
    Since 2025-01-01
  • MA RA
    APPROVED
    Since 2022-07-07
  • NC RA
    APPROVED
    Since 2021-09-21
  • VA RA
    APPROVED
    Since 2021-07-12
  • NY RA
    APPROVED
    Since 2021-02-25
  • NJ RA
    APPROVED
    Since 2021-01-13
  • PA RA
    APPROVED
    Since 2021-01-08

Branch Locations

112 Albany Street, Cazenovia, NY 13035 • United States

Liberty Square 100 East Seneca Street Suite 200, Manlius, NY 13104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., Llc Cazenovia NY 08/2015 09/2016
Putnam Retail Management Andover MA 09/2016 06/2017
Riverfront Investment Group Richmond VA 07/2017 08/2019
Alps Distributors, Inc. Denver CO 07/2017 12/2020
Riverfront Investment Group Richmond VA 08/2019 04/2020
Riverfront Investment Group Richmond VA 04/2020 12/2020
Leigh Baldwin & Co., Llc Cazenovia NY 01/2020 Present
  • 08/2015 → 09/2016
    Cazenovia, NY
  • 09/2016 → 06/2017
    Putnam Retail Management
    Andover, MA
  • 07/2017 → 08/2019
    Riverfront Investment Group
    Richmond, VA
  • 07/2017 → 12/2020
    Alps Distributors, Inc.
    Denver, CO
  • 08/2019 → 04/2020
    Riverfront Investment Group
    Richmond, VA
  • 04/2020 → 12/2020
    Riverfront Investment Group
    Richmond, VA
  • 01/2020 → Present
    Cazenovia, NY
Previous Registrations
Other Businesses

1/2026- Insurance Licensed - fixed non VA business ; no ownership; 1 hr/week on activity, all during market hours; non investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-13
S63 Uniform Securities Agent State Law Examination 2016-09-09
  • S65 Uniform Investment Adviser Law Examination
    2017-04-13
  • S63 Uniform Securities Agent State Law Examination
    2016-09-09

View on SEC IAPD

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