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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-04-07
  • OH RA
    APPROVED
    Since 2020-04-07

Branch Locations

6120 Parkland Blvd. Ste 101, Mayfield Heights, OH 44124 • United States

Kirkland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 10/2016 Present
Mayfield Financial Services Richmond Heights OH 08/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2020 Present
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 04/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 2) NOTARY, OHIO SEC OF STATE, 05/2021, INV REL, 1 HR/YR 0 HR/TRADING 3) MAYFIELD FINANCIAL SERVICES, 6120 PARKLAND BOULEVARD STE 101 MAYFIELD HEIGHTS OH, W2 EMPLOYEE, DBA, INV REL, 160 HR/MO 120 HR/MO TRADING

Other Names
  • Britney M Hall

View on SEC IAPD

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