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Current Employers
Larson Financial Group, Llc

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-29
MN RA APPROVED 2020-06-25
  • TX RA
    APPROVED_RES
    Since 2022-08-29
  • MN RA
    APPROVED
    Since 2020-06-25

Branch Locations

6160 Summit Drive N Suite 580, Minneapolis, MN 55430 • United States

100 N Broadway Suite 1700, Saint Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Minneapolis MN 02/2016 03/2020
David Klein Minneapolis MN 06/2016 03/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2018 03/2020
Unemployed Coon Rapids MN 03/2020 06/2020
Larson Financial Group, Llc Chesterfield MO 06/2020 Present
Larson Financial Securities, Llc Chesterfield MO 06/2020 Present
  • 02/2016 → 03/2020
    Northwestern Mutual Investment Services Llc
    Minneapolis, MN
  • 06/2016 → 03/2020
    David Klein
    Minneapolis, MN
  • 07/2018 → 03/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2020 → 06/2020
    Unemployed
    Coon Rapids, MN
  • 06/2020 → Present
    Chesterfield, MO
  • 06/2020 → Present
    Larson Financial Securities, Llc
    Chesterfield, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-19
S63 Uniform Securities Agent State Law Examination 2018-02-16
  • S65 Uniform Investment Adviser Law Examination
    2020-06-19
  • S63 Uniform Securities Agent State Law Examination
    2018-02-16
Other Names
  • Andrew J Shuldheisz

View on SEC IAPD

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