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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-02-19
  • PA RA
    APPROVED
    Since 2018-02-19

Branch Locations

101 West Elm Street Suite 200, Conshocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Plymouth Meeting PA 07/2015 10/2016
Ubs Financial Services Philadelphia PA 12/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-21
S65 Uniform Investment Adviser Law Examination 2016-04-14
  • S63 Uniform Securities Agent State Law Examination
    2017-08-21
  • S65 Uniform Investment Adviser Law Examination
    2016-04-14
Other Names
  • Christina Marie Valucci

View on SEC IAPD

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