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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-11-07
OK RA APPROVED 2022-11-03
TX RA APPROVED_RES 2022-10-31
AZ RA APPROVED 2022-09-26
  • DC RA
    APPROVED
    Since 2022-11-07
  • OK RA
    APPROVED
    Since 2022-11-03
  • TX RA
    APPROVED_RES
    Since 2022-10-31
  • AZ RA
    APPROVED
    Since 2022-09-26

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Anthem, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities, Llc Scottsdale AZ 07/2016 01/2017
Windsor Capital Management, Llc Phoenix AZ 01/2017 06/2018
Redwood Investment Management, Llc Scottsdale AZ 01/2019 05/2019
Northern Lights Distributors, Llc Omaha NE 01/2019 05/2019
Massmutual Springfield MA 01/2020 08/2022
Mml Investors Services, Llc Phoenix AZ 01/2020 08/2022
First Western Trust Phoenix AZ 07/2018 01/2019
Unemployed Cave Creek AZ 05/2019 01/2020
Thrivent Investment Management Inc Minneapolis MN 08/2022 Present
Thrivent Financial Appleton WI 08/2022 Present
Previous Registrations
Other Businesses

FORA/TRAVEL AGENT POSITION: Travel Agent NATURE: Travel Agent affiliated with TCT Travel Host Agency INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2025 ADDRESS: 39944 N Pride Dr, Anthem AZ 85086, United States DESCRIPTION: I will be working with my client base to schedule travel and vacations around the world after work and on weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-02
  • S66 Uniform Combined State Law Examination
    2016-08-02
Other Names
  • Shannon Diane Murray
  • Shannon Diane Murray
  • Shannon Murray Gallop

View on SEC IAPD

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