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Shane Changook Kim

J.P. Morgan Securities LLC

Diamond Bar,, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-23
  • CA RA
    APPROVED
    Since 2023-08-23

Branch Locations

2717 S Diamond Bar Blvd, Diamond Bar,, CA 91765 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Yorba Linda CA 05/2016 03/2018
Jp Morgan Securities, Llc Yorba Linda CA 05/2016 03/2018
Jp Morgan Securities, Llc Yorba Linda CA 03/2018 09/2023
Jpmorgan Securities, Llc Diamond Bar CA 09/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-07
S63 Uniform Securities Agent State Law Examination 2015-10-13
  • S66 Uniform Combined State Law Examination
    2023-08-07
  • S63 Uniform Securities Agent State Law Examination
    2015-10-13
Other Names
  • Shane Kim
  • Chang Ook Kim

View on SEC IAPD

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