Spencer Craig Sell

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 04/2022
  Prudential Investment Management Services Llc
  Dubuque, IA
• 02/2012 → 04/2022
  Prudential Insurance Company Of America
  Dubuque, IA
• 05/2019 → 04/2022
  Prudential Customer Solutions Llc
  Dubuque, IA
• 04/2022 → Present
  Gwfs Equities, Inc.
  Hartford, CT

Previous Registrations

• 2019-05-31 → 2020-11-29
  Prudential Select Strategies Llc
  Dubuque, IA
• 2012-02-24 → 2018-12-31
  Global Portfolio Strategies, Inc.
  Hartford, CT
  Dubuque, IA
• 2008-01-07 → 2011-07-26
  Global Portfolio Strategies, Inc.
  Dubuque, IA

Exams

• S66 Uniform Combined State Law Examination
  2007-11-19