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Brenda Upton

Allworth Financial, L.P.

Yuba City, CA

Folsom, CA

CRD 6541947

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Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-17
  • CA RA
    APPROVED
    Since 2024-12-17

Branch Locations

463 Century Park Drive, Yuba City, CA 95991 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ryan Wealth Management Yuba City CA 08/2015 12/2024
Allworth Financial Yuba City CA 12/2024 Present
  • 08/2015 → 12/2024
    Ryan Wealth Management
    Yuba City, CA
  • 12/2024 → Present
    Allworth Financial
    Yuba City, CA
Designations
  • Certified Financial Planner
Other Names
  • Brenda G Upton
  • Brenda Gail Upton
  • Brenda Gail Palmer

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
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Nearby Investors

DAVID CARL BEHR
ROBERT THOMAS REED
Steven Paul Olin

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
CETERA INVESTMENT ADVISERS LLC · YUBA CITY, CA
EDWARD JONES · YUBA CITY, CA

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