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Michael Roman

Edward Jones

Gastonia, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-14
NC RA APPROVED 2015-12-10
  • TX RA
    APPROVED_RES
    Since 2018-12-14
  • NC RA
    APPROVED
    Since 2015-12-10

Branch Locations

360 W Main Ave, Gastonia, NC 28052 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 Present
Other Businesses

Society of Human Resources Management (SHRM) Gastonia, NC Start date: 6/3/2024 Upcoming Vice President Hours per week: 0 Hours during trading: 0 Assists in coordinating meeting and obtaining speakers that highlight issues and fix's for the Human Resource Manager in the workplace.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-17
  • S66 Uniform Combined State Law Examination
    2015-10-17
Other Names
  • Michael Roman
  • Michael Dexter Roman

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