Thomas David Brunt

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2017
  Mass Mutual Life Insurance Company
  Memphis, TN
• 08/2015 → Present
  Mml Investors Services
  Memphis, TN
• 05/2017 → Present
  Regions Bank
  Germantown, TN
• 08/2018 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 09/2019 → Present
  Cetera Investment Advisers Llc
  Cordova, TN

Exams

• S66 Uniform Combined State Law Examination
  2019-09-05
• S63 Uniform Securities Agent State Law Examination
  2015-11-05

Other Names

• David Brunt