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Martin Joseph Madden

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, ME

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-11
ME RA APPROVED 2015-10-26
  • TX RA
    APPROVED_RES
    Since 2020-12-11
  • ME RA
    APPROVED
    Since 2015-10-26

Branch Locations

1 Monument Sq, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland ME 06/2015 Present
Bank Of America, N.A. Portland ME 12/2015 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-09-18
S65 Uniform Investment Adviser Law Examination 2015-06-12
  • S63 Uniform Securities Agent State Law Examination
    2015-09-18
  • S65 Uniform Investment Adviser Law Examination
    2015-06-12
Other Names
  • Marty Joseph Madden
  • Martin Madden

View on SEC IAPD

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Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME
J.P. MORGAN SECURITIES LLC · Portland, ME
GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME
HARBOR INVESTMENT ADVISORS · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME
BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME
MASCOMA WEALTH MANAGEMENT · Portland, ME

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