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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-03-03 |
Branch Locations
1150 East Putnam Avenue, Riverside, CT 06878 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2017 | 01/2018 |
| Unemployed | Stamford | CT | 06/2021 | 09/2021 |
| Axa Advisors, Llc | Stamford | CT | 04/2016 | 10/2016 |
| Unemployed | Ridgefield | CT | 11/2016 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 06/2017 | 01/2018 |
| Mml Investors Services, Llc | New York | NY | 03/2018 | 12/2019 |
| Massachusetts Mutual Life Insurance Company | New York | NY | 03/2018 | 01/2020 |
| Oppenheimer & Co., Inc | Stamford | CT | 01/2020 | 06/2021 |
| J.P. Morgan Securities Llc | Bronx | NY | 10/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Bronx | NY | 10/2021 | Present |
| Fortis Lux Financial | New York | NY | 03/2018 | 01/2020 |
| Equitable Financial Life Insurance Co. | Stamford | CT | 07/2017 | 01/2018 |
| Unemployed | New York | NY | 02/2018 | 02/2018 |
| Moodhoot Llc | Stamford | CT | 11/2022 | Present |
| Tide Travelers Llc | Stamford | CT | 03/2024 | Present |
Entity Name: TIDE TRAVELERS LLC Investment related: No "Address: Address 200 Broad St Apt 2418 Stamford, CT 06901 tidetravelers.com " Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 03/23/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: This company will be similar to my other venture MOOD HOOT LLC where we will sell clothing with our brand and designs. - I am a member of this company (owner) - This roll has no similarities to my roll at Chase - There is no connection to JPMC and this company - This is meant to be a hobby outside of work" Entity Name: MOODHOOT LLC Investment related: No "Address: Address 200 Broad St Apt 2418 Stamford, CT 06901 moodhoot.com (not up and running at this time) registered the company name in April but looking to actually start within the next month!" Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 11/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Online retail store for apparel i.e. clothing, accessories, and stress relief related products. I am a co-founder along with my significant other. I will be overseeing the product selection for the sight. No relation to JPMC. No connection to JPMC. This is self funded. More of a hobby for weekends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-30 |
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