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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-07-23
  • CA RA
    APPROVED
    Since 2020-07-23

Branch Locations

1150 9Th Street Suite 1212, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Emeryville CA 08/2016 09/2020
Valic Financial Advisors, Inc. Emeryville CA 09/2020 Present
Agia Houston TX 12/2022 Present
Other Businesses

ARIZONA RENTAL PROPERTY POSITION: Co-owner of the home NATURE: My husband and I own a home located at 2882 S. Marble, Gilbert, AZ that we rent out. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2012 ADDRESS: 3302 Jenkins Ave, San Jose CA 95118, United States DESCRIPTION: We use a property management company called, Transcity to manage our rental property and collect rent. TIMESHARE RENTAL POSITION: Co-Owner of Timeshare NATURE: This is a timeshare property that my husband and I own. We own a 2-bedroom lock off unit and will rent it out on the years we don't use the property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2011 ADDRESS: 6 Kai Ala Drive, Lahaina CA 96761, United States DESCRIPTION: I list the timeshare unit on sites such as Redweek.com and rent the property out to interested parties. USER STUDY POSITION: User Study candidate NATURE: I apply for user studies throughout the year and am compensated by the marketing companies when I go in and complete them. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2020 ADDRESS: 3302 Jenkins Ave, San Jose CA 95118, United States DESCRIPTION: I fill out surveys for the user studies and then go into the companies to try on products or give feedback on the study. EBAY SELLER POSITION: Ebay seller NATURE: I list personal items on ebay a few times a year. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2002 ADDRESS: 3302 Jenkins Ave, San Jose CA 95118, United States DESCRIPTION: I list personal items a few times a year on ebay, items such as clothing and books. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products ARIZONA RENTAL PROPERTY POSITION: Co-owner of the home NATURE: My husband and I own a home located at 2882 S. Marble, Gilbert, AZ that we rent out. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2012 ADDRESS: 1186 Pembridge Drive, San Jose CA 95118, United States DESCRIPTION: We use a property management company called, Transcity to manage our rental property and collect rent. EBAY SELLER POSITION: Ebay seller NATURE: I list personal items on ebay a few times a year. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2002 ADDRESS: 1186 Pembridge Drive, San Jose CA 95118, United States DESCRIPTION: I list personal items a few times a year on ebay, items such as clothing and books.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-23
  • S66 Uniform Combined State Law Examination
    2020-07-23
Other Names
  • Judy Joohee Kim
  • Joohee Moon

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