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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-02-07
  • GA RA
    APPROVED
    Since 2017-02-07

Branch Locations

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Alpharetta GA 07/2015 Present
Charles Schwab Bank Alpharetta GA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-10
  • S66 Uniform Combined State Law Examination
    2015-12-10

View on SEC IAPD

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