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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-04 |
| NV | RA | APPROVED | 2019-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities/Newcastle Financial Advisors | San Diego | CA | 02/2016 | 01/2017 |
| Franklin Templeton Distributors, Inc. | Rancho Cordova | CA | 05/2017 | 03/2019 |
| Unemployed | San Diego | CA | 01/2017 | 04/2017 |
| Stifel Nicolaus | Reno | NV | 04/2019 | Present |
1. Truckee Meadows Boys and Girls Club; 2680 East 9th St. Reno NV 89512; A charitable organization that is set up to enable all young people, especially those who need us most; Helping with fund raising events, helping kids with their homework, etc.; Board Member; 01/01/2024; 5.00hrs/month; Not During Securities Trading Hours; Not Investment-Related. 2. Nevada Policy; 7130 Placid St. Las Vegas, NV 89119; private, tax-exempt 501(c)(3) non-profit organization. It functions as a think tank; Board Member; serve as an uncompensated fiduciary guiding the non-profit think tank. Duties include setting strategic direction and ensuring mission alignment; 07/27/2026; 1hr/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-06 |
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