Thomas Joseph Ponce

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 01/2022
  Slagle Financial, Llc
  Edwardsville, IL
• 01/2022 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH
• 01/2022 → Present
  The Chamberlin Group (D.b.a. For Advisory Business)
  St. Louis, MO
• 01/2022 → 06/2023
  American Retirement Academy (D.b.a.)
  St. Louis, MO
• 09/2025 → Present
  Foundations Investment Advisors, Llc
  Phoenix, AZ

Previous Registrations

• 2022-01-31 → 2025-10-01
  Prosperity Capital Advisors
  Edwardsville, IL
  Westlake, OH
  St. Louis, MO
• 2022-01-29 → 2022-01-31
  Slagle Financial, Llc.
  Edwardsville, IL

Other Businesses

1) CHAMBERLIN GROUP; START DATE:04/2024 - INVESTMENT RELATED -12444 POWERSCOURT DRIVE SUITE 100 SAINT LOUIS, MO 63131 ; INVESTMENT ADVISER REPRESENTATIVE, INDEPENDENT INSURANCE AGENT, ADMINISTRATIVE SUPPORT ; INSURANCE, AND NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES; DUTIES INCLUDE PROVIDING INSURANCE AND ANNUITY SOLUTIONS,REVIEWING PLANS WITH CLIENTS, NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE 2) MR. PONCE WORKS WITH THE LOCAL CHAPTER OF THE AMERICAN FINANCIAL EDUCATION ALLIANCE (AFEA). MR. PONCE CONDUCTS SEVERAL SEMINARS PER MONTH TO HELP ELIMINATE FINANCIAL ILLITERACY AS PART OF HIS MARKETING EFFORTS. THERE ARE NO PRODUCT SALES OR COMPANY NAMES MENTIONED AT THESE SEMINARS. INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-01-29

Other Names

• Thomas J. Ponce