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Dalton Stockton

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-08-06
  • MO RA
    APPROVED
    Since 2025-08-06

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Springfield MO 07/2015 05/2023
Uber Springfield MO 02/2017 07/2023
Principal Life Insurance Company Springfield MO 07/2023 07/2025
Principal Securities, Inc Springfield MO 07/2023 07/2025
Wells Fargo Clearing Services St Louis MO 07/2025 Present
Disys St Louis MO 07/2025 04/2026
  • 07/2015 → 05/2023
    Ameriprise Financial Services, Inc
    Springfield, MO
  • 02/2017 → 07/2023
    Uber
    Springfield, MO
  • 07/2023 → 07/2025
    Principal Life Insurance Company
    Springfield, MO
  • 07/2023 → 07/2025
    Principal Securities, Inc
    Springfield, MO
  • 07/2025 → Present
    Wells Fargo Clearing Services
    St Louis, MO
  • 07/2025 → 04/2026
    Disys
    St Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-28
  • S66 Uniform Combined State Law Examination
    2018-09-28
Other Names
  • Dalton J Stockton
  • Dalton James Stockton

View on SEC IAPD

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