Michael Joseph Ratay

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-06-03
IL	RA	APPROVED	2017-04-26

TX RA
APPROVED

Since 2019-06-03
IL RA
APPROVED

Since 2017-04-26

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Downers Grove	IL	07/2015	04/2017
Mml Investors Services, Llc	Downers Grove	IL	03/2017	04/2017
First Trust Portfolios L.P.	Wheaton	IL	04/2017	Present
First Trust Advisors L.P.	Wheaton	IL	04/2017	Present

07/2015 → 04/2017

Metlife Securities

Downers Grove, IL
03/2017 → 04/2017

Mml Investors Services, Llc

Downers Grove, IL
04/2017 → Present

First Trust Portfolios L.P.

Wheaton, IL
04/2017 → Present

First Trust Advisors L.P.

Wheaton, IL

Previous Registrations

2017-03-25 → 2017-05-03

Mml Investors Services, Llc

Lisle, IL
2016-10-18 → 2017-03-25

Msi Financial Services, Inc.

Downers Grove, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-01

S66 Uniform Combined State Law Examination

2016-09-01

Other Names

Michael Ratay
Michael Joseph Ratay
Michael J Ratay

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews