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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-25 |
| TN | RA | APPROVED | 2015-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Franklin | TN | 06/2015 | Present |
| Bank Of America, N.A. | Franklin | TN | 09/2015 | Present |
I*7639 For profit or not for profit: Name of outside business organization: Seven Srings Investment related: Address of business: Brentwood, Tennessee 37027 Nature of business: , Position, title, association: , Start date of relationship: 2/15/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-03 |
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